Improving pump reliability
through robust designs and pump selections

Stan Knecht, ITT Goulds

Over the course of the past ten years, pump users have made much progress towards improving pump reliability. These activities started in the late 80’s and early 90’s mostly stemming from Total Quality initiatives where-by tools like root-cause failure analysis, statistical analysis techniques and a heightened awareness. Education through “Best Practice” forums have allowed users to identify some of the elementary issues which accounted for a significant portion of pump failures and downtime.

Since that time most users have implemented or are implementing some form of Reliability Improvement programs. These typically involve some or all of the following activities which allow them to identify and implement corrective actions long before equipment failure occurs. Result, increased Mean-Time-Between-Failure (MTBF) intervals:

Typical reliability improvement initiatives
1. Vibration monitoring and trending
2. Lubrication oil analysis and sampling
3. Improved pump alignment and pump installation practices
4. Improved rotor balance
The collective result of these initiatives have been impressive. Surveys of pump user in the North American chemical industry have shown typical improvements in MTBF from 15 months to 24 months. While improvements like these have helped many companies to improve profitability and to maintain their competitiveness, the everincreasing pressures of today’s marketplace has many users now looking for additional measures to further increase MTBF to maintain their competitive edge. When you analyze the actions taken to date one can see that the focus has been primarily on improving mechanical aspects of equipment reliability. In essence we likely have harvested the low hanging fruit, yet to begin to harvest the higher level fruit, one will need to take a more holistic approach and begin to gain a better understanding of how the equipment itself functions within the system.

Robust pump selections
During the design process of a pumping system designers and engineers must consider many variables. One area to consider which can improve equipment reliability is to look at the criteria which is used to select and hydraulically size pumps. Over the years there have been many guidelines and “un-written rules” established to help engineers specify pump. Basic selection criteria often include objectives such as “selecting a point to operate at its Best Efficiency Point (BEP),” “slower speeds are better,” or to “provide adequate Net Positive Suction Head (NPSH).” While these all represent sound engineering practices, often in “real world” applications it is not practical or possible to meet these all of these criteria and the engineer is left to make a subjective judgement as to what pumps is best for the given service. Three common factors, which are pertinent to most pump selections, are operating speed, impeller diameter and operating point. In situations where traditional “ideal selection criterion” cannot be satisfied one method proposed by Bloch [1] to help engineers predict and compare the projected reliability of one hydraulic selection to another is the concept of Reliability Factors. These factors are simply non-dimensional numbers used to provide a relative index ranging from 0 – 1 of one attribute as compared to the ideal for that given attribute. A rating of one (1.0) does not mean infinite reliability, rather that this would be the best selection possible; conversely a rating of zero (0.0) does not imply zero reliability, rather that this would not be recommended for this application. These factors proposed by Bloch have been further confirmed via laboratory testing as reported by Erickson, et al.

Operating speed factor (FR)
The effects of operating speed or RPM on pump reliability are likely easiest for all to understand. It is likely best expressed by a phrase used in the sports world, “Speed kills.” Operating speed affect pump reliability through rubbing contact primarily at the faces of mechanical seals in addition to having a significant impact on reduced bearing life though increased cycling, lubricant degradations and reduced viscosity due to increased temperature. Operating speed also has obvious negative impacts on pump component (impellers, casing, etc) wear especially in services where the pumpage is abrasive. Lastly speed has an inherent impact on a pumps suction performance which can ultimately lead to decreased reliability brought on by the increased susceptibility to cavitation problems due to high NPSHr requirements. Figure 1 provides a graph to predict the Operating Speed Factor (FR). In practice a given pump designed with a maximum operating speed of 3500 RPM would be assigned FR= 0.2 when applied on a service at 3500 RPM. However, the same pump operated at 1750 rpm, or a ratio of 50%, would be assigned an Operating Speed Factor FR= 0.6.

Impeller Diameter Factor (FD)
Many people might assume that selection of an impeller trim at the maximum diameter is the best selections as it is at this point where the geometry of the impeller and casing are best match as engineered during the hydraulic design of the pump. While this is true if the pump is in fact operating at its Best Efficiency Point (BEP) or design point, however off BEP operation with max trim impellers can result in some undesirable effects that are detrimental to pump reliability. Specifically when a pump is operating at an off BEP condition the exit angle of the fluid leaving the impeller is miss-matched with the angle of the “tongue” of the casing which results in a pressure pulsation that ultimate leads to increased shaft deflection which will decrease the life of the mechanical seal. It is important to note that at reduced speeds the effects of impeller diameter trim is somewhat reduced although still present. To alleviate this phenomenon it has been found that if the clearance between the OD of the impeller and the tongue of the casing can be increased that the magnitude of the pressure pulsation can be decreased resulting in increased pumping reliability. Based on the chart shown in Figure 2, which has been confirmed by lab testing, it can be seen that pump selections where the impeller trim is selected to be 60 – 80% of the total trim will result in the best pump life. Thus, a pump which has a maximum diameter of 10” and a minimum trim diameter of 6” would be best applied at a trim of 9” where the Impeller Diameter Factor FD= 1.0.

Operating point factor (FQ)
As mentioned earlier centrifugal pumps are typically designed toward achieving a single flow and head at a given speed. This point can is identified as the BEP on a pump given curve. At this point all the geometry of the pumps hydraulic design are matched and the pumps will typically operate at its highest level of performance, efficiency and have the lowest hydraulic loading. Like with the impeller trim, when this same pump is applied for a service for off-BEP rating operating points hydraulic loading and other pumps performances aspects are not optimized which typically results in decreased pump reliability. In practice this condition has been found to be less detrimental for smaller pumps, thus Operating Point Factor is shown to be contingent pump design size. So while the use of each of these factors allows one to better understand the ramification of a given pump selection as compared to another for a given aspect, most real world pump application will involve a compromise of all these factors. One needs not to worry as an overall assessment can be made simply by multiplying all of these factors together to create a Reliability Index as follows:
RI = FR x FD x FQ.
The resultant from this calculation will give an engineer a quantifiable ratio that can be used to help decide the merits of one pump selection as compared to the other to determine which might offer best performance with regards to reliability. Like all the individual factors again a RI = 1.0 does not imply infinite reliability, likewise a RI = 0.0 does not imply zero reliability rather they simply are and indication that one selections might be better suited than the other. It is also important to note that this methodology must not be used to compare one pump design to another as the mechanical designs of these two pumps are likely to be different which can also influence pump reliability.

Robust Pump Designs
As stated above in addition to hydraulic selection, further improvements in pump reliability can be obtained by selecting pumps that have robust mechanical designs. One of the benefits of the TQ movements mentioned earlier was that a lot of data was collected and analyzed, from which it was found that the majority of pump failures were actually the result of seal failures. Using root cause analysis techniques it has been found that these failure were not the result of poor seal designs, rather they were the result of poor sealing environments. When you look at the basics of a mechanical seal design in principle they are a contacting design for which supply of a clean and cool sealing environment with adequate lubrication for the seal faces is critical to extending seal reliability. Based on significant testing conducted by both mechanical seal vendors as well as pump manufacturers it has been found that seal chambers designed with enlarged and tapered cavities similar to those shown in Figure 4 will for most applications provide the best sealing environment to promote extended seal life. As a further improvement to these designs some pump manufacturers have made these seal chamber designs even more robust by incorporating devices into them which better controls the flow pattern within the seal chamber cavity. These devices (Figure 4) function to keep solids and grits, often present in process streams, away from the seal faces and spring mechanism of the mechanical seal to eliminate premature wear and failure of these components. The second most common cause of pump failures was found to be the result of bearing failures. Like mechanical seals, as bearings are a wearing component a proper operating environment must be maintained for extended bearing life. As with mechanical seal, the proper operating environment is one that provides adequate cooling to dissipate the frictional heat generated and one that maintains a clean environment free of contaminants. Research conducted by ITT Industries – Goulds Pumps has shown that the use of a large capacity oil sump will significantly extend pump bearing life and reliability [3]. Reasons for this are as follows:
1. Larger Oils sumps have greater ra­dia­ting surfaces to dissipate more heat.
2. The larger the oil sump the longer the oil stays in the sump allowing more cooling.
3. The longer the oil stays in the oils sump the more opportunities there are for contaminates to settle out to the bottom of the sump where they can be collected on the magnetic tip of the drain plug
In addition to large capacity oil sumps one other robust pump design feature to consider is labyrinth style oils seal. The primary benefit of a labyrinth style seal is gained from the fact that sealing of the bearing frame is achieved via a series of closely machined passages which are arranged to form a tortuous path which prevents the ingress of contaminant into the oil sump while at the same time retaining the lubricating oil within the oil sump without contacting the rotating pumps shaft. As compared to the more commonly used lip seal designs, which rely on the physical contact of an elastomer with the rotating shaft significant reliability improvements are gained for the following reasons:
1. Unlimited life and full time protections against contamination as Labyrinth seal do not wear out.
2. The non-contacting design does not produce any frictional heat that could be transmitted to the lubricating oil. This results in cooler oil temperature which lead to extended bearing life.

“Smart” pumping solution
Yet even if one adopts all of the recommendations and best practices mentioned here and know to the industry, it is unlikely that one will achieve maximized reliability due to the fact that many failures experienced in the industry today are the result of random system upsets or operators errors. Failures which occur as the result of valves not opening, etc which then cause pumps to be “dead headed” or “running off” the pumps operating curve are difficult to predict and to prevent. However in recent years some pump manufacturers have begun to offer “Smart Pumping Solutions” that typically involve a robust pump design packaged with self contained monitoring and control system which can continuously monitor pump performance versus system demand. These “intelligent pumping solutions” are akin to the electronic ignition systems used in most automobiles today for which the package typically includes a pump, an array of pressures, temperature and flow sensors, a variable speed drive and “chip” which contains the pumps performance capabilities, DCS communication and control software. In operation these systems act continuously not only to provide diagnostic monitoring of the pumps operations to detect and prevent against failures, yet they also constantly regulate pump performance to match system demand resulting in maximized performance often leading significant energy savings. A documented example of this was a Georgia-based chemical manufacture that had a problematic pump that was failing every 17 days due to cavitation damage created by unavoidable process operating conditions. Many “fixes” to this problem were attempted with limited success. This customer then retrofitted his pump installations with a Goulds Pumps - PumpSmart™, smart pumping solution and his pump has been running trouble free for the last 10 months without a single failure. At another installation at a Texas industrial gas manufacturer, the PumpSmart systems was applied to a cooling tower system which had variable demand and was able to reduce energy consumption by 30% due to it’s ability to regulate pump demand versus system performance. This system replaced a common fixed speed pump which “burned off” pump performance across a control valve in order to match pump performance to the needs of the system.

Summary
As industry seeks to elevate equipment reliability to the next higher level one must take a holistic approach to identify measures which can further improve reliability. Improvements can be found by implementing a more robust approach\method as to how pumps are selected and sized for a given system. The use of Reliability Factors and the Reliability Index give users a quantitative method to assist them to help make a more objective determination to compare one pum­ping selection to another to maximize reliability. Further one must look to the pump designs themselves to identify design features which will provide a more robust piece of equipment which is better able to sustain itself in less than ideal operating conditions. Features such as enlarged seal chamber, fitted with flow control devices, as well as oversized oil sumps and labyrinth style oil seals are a few concept which have been proven to provide results. Lastly as we continue to prune the “low han­ging” reliability improvements it will be likely that we will increasingly be faced with random and/or more complex problems as we pursue further additional opportunities. The use of “Smart Pumping” technologies will likely constitute a key component of the means which we will use to push Pumping Equipment reliability to it’s maximum.
REFERENCES:
(1) Bloch, H.P. and Geitner, F.K., “An Introduction to Machinery Reliability Assessment,” 2nd ed., Gulf Publishing Co., Houston, TX (1994).
(2) R. Barry Erickson, Eugene P. Sabini, Anthony Stavale, ITT Industries – Goulds Pumps, “Hydraulic Selection to Minimize The Unscheduled Maintenance Portion of Life Cycle Cost,” 1998
(3) Dr. Lev Nelik, ITT Industries – Goulds Pumps, “Bearing Life Extension and Reliability features of Modern ANSI Pumps, The 2nd International Conference on Improving Reliability In Petroleum Refinereies and Chemical and Natural Gas Plants,” 1993

 

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